https://doi.org/10.3390/app13031271
“A quantitative X-ray Photoelectron Spectroscopy (XPS) study has been undertaken on different experimental data sets of ZrN thin films deposited using reactive Bipolar Pulsed Dual-Magnetron Sputtering (BPDMS) on silicon/stainless steel substates, to obtain dense, pure and homogeneous coatings, free from morphological defects. Zirconium nitride (ZrN) occupies a central role within the class of transition metal nitrides (TMN) for its excellent properties, such as high hardness, low resistivity and chemical/thermal stability when its stoichiometric ratio is 1:1. Many deposition techniques, reported in the literature, tried to obtain oxygen-free and defect-free structures, but they proved a hard task. In this paper it has been demonstrated, using quantitative XPS, that stoichiometric, pure and homogeneous ZrN films have been grown at certain deposition conditions, optimized also via optional accessories mounted on the deposition apparatus. Almost all the films considered for microanalytical characterization resulted as completely oxygen-free, pure (with a lowest-detection limit of 1%) and homogeneous. Apart from these features, a stoichiometric ratio (N/Zr) close to one was calculated for six samples of the ten investigated, with a precision of ± 0.01. In this frame XPS, widely known for being a highly surface-sensitive technique (average depth resolution of 20–30 Å), and powerful for characterizing the chemical composition of materials, has been extensively employed to extract information both in the surface regions and in depth. A cluster ion beam Ar+ 2500 facility on our main XPS chamber has not proved adequate for depth-profiling acquisitions. Therefore, Ar+ ion sputtering was performed instead. To the best of our best knowledge, the results achieved in the present paper possess a level of accuracy never reached before. Rigorous calibration procedures before and during experimental spectrum acquisitions and a careful and scrupulous data processing using software CasaXps v.2.3.24PR1 were carried out to ensure a low percentage error. Progress has also been made for shake-up satellite extraction and interpretation from Zr 3d high-resolution spectra with the help of the literature milestones reported in the text. The total absence of oxygen inside most of the films prevented the formation of zirconium oxide compounds during deposition, which are generally resonant with the binding energy of the shake-up satellite peaks and hide them. A little summary about the experimental shake-up satellite peaks revealed and extracted from the Zr 3d region, after Shirley background subtraction and data processing, will be presented in the last subparagraph of the “Results” section for the ZrN samples analyzed. Figures of Zr 3d deconvoluted spectra for in-depth area analysis have been reported. The quantitative satellite contribution to the Zr 3d total area would not be included in stoichiometric calculations.”
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2.2. XPS Characterization
X-ray photoelectron spectroscopy (XPS) technique is widely used for evaluating the chemical state of the near surface elements revealed on a material, through the determination of the chemical shift occurring for peak positions in relation to the species surrounding the atoms under investigation. Generally, the analysis performed is only qualitative and in better cases semiquantitative, but in this way it does not express its powerful potentiality. The possibility of extracting quantitative information from surface materials, with an accuracy of ±1%, gives XPS analysis great potential. Of course, the intention to perform quantitative analyses should be clear to the analysts before operating and setting the experimental acquisition parameters. Calibration procedures and deep knowledge of the apparatus ensure a high degree of reliability, repeatability, and reproducibility of data at any time. In the present work a quite recent PHI VersaProbeII 5000 multi-equipped spectrometer was employed for XPS spectrum acquisitions. A monochromatic Alkα X-ray source with energy 1486.6 eV, power 12.5 W and 50 µm lateral resolution was employed for the acquisitions of all data sets. The polychromatic photoelectrons coming from the samples’ surface were collected using a hemispherical analyzer set in FAT mode, whose operating parameters were chosen to optimize the acquisition of high-resolution spectra. In some particular cases, depth profiling along the whole thickness of the specimens under investigation could prove a fruitful method for overcoming the limits of the resolution depth, typical of XPS. Therefore, the performances of a sputter monoatomic Ar+ ion gun and cluster Ar+
2500 ion gun with maximum tension voltage of 20 kV were compared before acquiring depth profiling. The monoatomic Ar+ ion gun was chosen for sputtering all samples, taking a film of Ta
2O
3 as reference sample for calibrating sputtering time and thickness of eroded material according to working conditions. In the literature it is underlined that gas cluster sputtering guns are widely accepted for depth profiling of polymers samples, avoiding chemical damage or crosslinking but surprisingly in inorganic samples, and in particular on the commercial standard Ta
2O
5 (BCR-261T), preliminary tests showed that (i) the lower penetration depth does not lead to improved depth resolution when Ta
2O
5 is profiled, and (ii) even though cluster guns present a less preferential sputtering of the lighter elements in the first sputtering cycles, the use of 6 kV Ar+1000 ions onto Ta
2O
5 showed a gradual decrease in the O concentration. This progressive loss of oxygen atoms as a function of depth was further enhanced when the experimental conditions changed (higher tension and/or introducing sample rotation). However, an exhaustive comment for the choice of the mono ion gun rather than the cluster gun, for sputtering purposes, will be object of the section entitled ”Discussions”. The different ZrN films, deposited using the DPDMS method on conductive substrates, generally did not show any charging shift in spectra, despite sample ZrN D that displayed a 2.1 eV shift to lower binding energies suddenly correcting after spectra acquisition with respect to the lines of a ZrN-standard present in our laboratory database. With respect to the past study [
16], the authors changed the fit function from SGL (30) to an “asymmetric Lorentzian” LA (a,b,c) included in the built-in functions of the CasaXps v.2.3.24PR1 software. LA (a,b,c) represents a kind of superset of Voigt function, with three variables and the possibility to include tail asymmetries on both sides in each synthetic peak considered. Nominally the “a” variable regulates the shape factor and must be properly chosen in combination with “b” and “c”. From an operative point of view “a” regulates the tail behavior on the right side of the synthetic peak (i.e., at high BE), while” b” varies in the interval [1, 200] and influences both the tail factor on the left side and the FWHMs values. If properly tuned until an optimized residual standard deviation value is obtained (generally in the range [1, 3]) for numerical residual standard deviation-RSD),“b” gives good output results for the peak fits improving the quality of elaborated data and giving a lower margin of errors. Finally, “c” is an integer between 0 and 499, relative to the width of the synthetic peak it belongs to, but also influences the tail factor “a” and “b” variables together. It assumes widely different values during data elaboration. An accurate quantification of XPS data also depends on the ad hoc choice of the range of background subtraction. It absolutely remains a matter of primary importance, otherwise generating unreproducible results. The Shirley method has been chosen and the energy slot for correspondent core regions was assigned and fixed for background subtraction. In the start/end points are reported for Zr 3d and N 1s core regions for 3 representative samples of the three groups of films, at surface and after sputtering (level 2). It is worthwhile to point out that the “start” and “end” points of level 2 remain identical for all the levels of depth profiling under the surface for both N 1s and Zr 3d regions. In some experimental values for Shirley subtraction method are reported.
Table 2. N 1s and Zr 3d for three representative specimens of each group of samples.
Sample ID |
N 1s Start Point
(eV) |
N 1s End Point
(eV) |
Zr 3d Start Point
(eV) |
Zr 3d End Point
(eV) |
ZrN B group 1
level 1
(surface) |
393.180 |
401.302 |
176.684 |
189.625 |
ZrN B group 1
level 2
(after sputtering) |
393.217 |
401.217 |
176.064 |
189.631 |
ZrN H group 2
level 1
(surface) |
393.400 |
401.400 |
178.22 |
187.909 |
ZrN H group 2 level 2
( after sputtering) |
393.500 |
401.257 |
177.541 |
188.316 |
ZrN N group 3
level 1
(surface) |
393.580 |
401.545 |
176.021 |
188.964 |
ZrN N group 3 level 2
( after sputtering) |
393.596 |
401.545 |
176.309 |
188.964 |
Peak area corrections were operated via tabulated e-RSFs (i.e., empirical sensitivity factors reported in the PHI handbook of the apparatus), and the correction factors depend also on the specific transmission function of the analyzer. It was activated by ticking the “intensity correction” box and filling the empty field with the value −0.6. The theorical constrictions, such as the peak ratio in Zr 3d doublet fixed at 0.67 and the FWHM upper limit fixed at 2 in the satellite doublet, were introduced directly on the synthetic peaks in the “Narrow quantification window” of the software. A standard sputter Ar+ ion gun (model EX05) was employed for depth profiles using the bending geometry and shallow-condition angles (60–70° referred to the perpendicular axis to the surface of the sample).
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3.1. Results of Sample ZrN A and Its Twin F
This sample presents, unlike all the others, two important features: (i) the ZrN compound can easily be revealed already on the as-received sample (a level one), and (ii) a little amount of oxygen is trapped in the whole thickness of the sample ( O 1s for level two, but similar spectra are available for the subsequent levels). In a, the nitride peak position for N 1s stands at 397.30 ± 0.02 eV with a FWHM of 1.34 eV. After fit, Zr 3d showed instead two doublet-components, one centered at (179.5, 182.02) eV and associated to ZrN, the other at (181.99, 184.45) eV, representing the satellite’s structure related to the zirconium nitride (3d5/2, 3d3/2 ) synthetic peaks (refer to b). A perfect correspondence between the experimental Δ = 2.43 ± 0.02 eV and the literature value has been found for the ZrN compound, where Δ represents the distance between 3d 3/2 and 3d5/2 lines. The stoichiometry of the film at level two was calculated considering the ratio between N 1s total area and Zr 3d total area, but without the satellite’s contribution. It resulted as being equal to 0.83 for level two, under stoichiometric in nitrogen when the N 1s peak position falls at 397.3 eV and 0.87 for level four when N 1s is peaked at 397.4 eV. Moreover, the Zr 3d of level four has a right-shift (as visible in b right).
Figure 1. In (a) N 1s surface signal (1) is compared with the undersurface correspondent spectra (2,3,4) in sample ZrN A; in (b) Zr 3d surface signal has been compared with the in-depth spectra for the same element at level 4, in ZrN A.
Figure 2. Oxygen contamination in sample ZrN A in-depth level 2.
A small amount of oxygen contamination [
18], in this case, influences only the satellite contribution forming zirconium oxide. The peak fit with the LA (a,b,c) fit function has been pictured in (left and right) for level two of Zr 3d and N1s, respectively of sample ZrN A. Analogous situation was found analyzing the twin sample ZrN F.
Figure 3. Peak fitting results for Zr3d and N 1s high resolution (HR) fitted spectra, for level 2 of sample A.
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